Diagnosing the problem is the second step in our approach.

Diagnose the problem

Once you’ve framed your initial problem, you should understand why you facing it, or identify its root cause(s), as this will give you further insight into it and might lead you to reframe it.

Understanding the root causes of a problem helps you focalize your thinking on solutions that can truly bring you closer to where you want to be; so, in general, it is a good idea to first diagnose the problem before looking for ways to correct it. In short, don’t jump to solutions.

For complex problems, a question map (also called an issue map)—in this case, a why map—can help you diagnose by helping you organize and test your hypotheses. Diagnosing requires you to use inductive, deductive and abductive logic, and, in particular, you’ll need to organize the potential root causes in a mutually exclusive, collectively exhaustive (MECE) and insightful structure (even though the causes, themselves, might not be MECE but ICE).

Building a good question map requires you to check your assumptions, know your limitsinnovate in your thinking, go beyond obvious answers, manage your biases, and conclude carefully.

That is, you’ll need to use critical thinking and creative thinking. To be creative requires you to diverge in your thinking by using brainstorming or other idea-creation activities; being creative, for instance using humor; and balancing judiciously optimizing and satisficing. (Note: question maps are close cousins of issue trees, logic trees, and decision trees but obey slightly different rules.)

Diagnosing the problem requires identifying hypotheses and testing them.

A useful approach to building a why map might be to think in terms of processes. Another useful approach might to use existing frameworks and maps when possible. If you prefer to stay away from question maps, you may want to use an Ishikawa diagram.

Once you have identified all the possible root causes for your problem, you’ll need to summarize them in a set of hypotheses, prioritize their analysis, conduct the analysis using a hypothesis map, and synthesize your conclusions. The analysis requires you to link evidence—both supporting and opposing—to hypotheses and triangulate on answers.

As with framing problems, you can’t expect to be excellent at diagnosing problems without practicing it extensively. When you do, it is a good idea to engage with others to challenge your thinking. This includes using judiciously experts and novices, helping others be successful, and innovating when facing unfamiliar problems. If your problem is overly complex, you may look at simplifying it, for instance by solving a simpler, related one, using the solution of an isomorphic problem, or converting your problem to a well-defined one.

To help you, here are case studies. The first is on whether Chris Froome cheated to win the 2013 Tour de France (see also part 2 and the conclusion). The second shows how to develop a why question map and test diagnostic hypotheses.

Want to learn more? Check out our slide decks on problem solving.